Securities Industry & Financial Mkt Assn
The Securities Industry and Financial Markets Association (SIFMA) is a leading securities industry trade group representing securities firms, banks, and asset management companies in the U.S. and Hong Kong. SIFMA was formed on November 1, 2006, from the merger of The Bond Market Association and the Securities Industry Association. It has offices in New York City and Washington, D. C.
Campaign Finance$3,248,741 Given
Figures are based on itemized contributions reported to the Federal Election Commission and state agencies. Please note that:
- contributions under $200 are not reported, and so are not included in totals.
- only contributions from individuals and organizations to candidates are included. Various accounting measures and more exotic contribution types are excluded.
- contributions are matched based on organization and recipient name reported within each election cycle. Contributions using an incorrect or non-standard version of the name may be missed.
- corporate name changes and mergers may cause figures to differ from those of the Center for Responsive Politics.
- organization totals include known subsidiaries of the organization.
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Republicans vs. Democratsin dollars. "Other" includes 3rd parties and organizations without official party affiliation.
State vs. Federalin dollars
Top PAC Recipients
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Figures are based on lobbying activity reported to the Senate Office of Public Records. Reported dollar amounts are required to be accurate only to the nearest $20,000. For organizations whose primary business is lobbying, we display total income and top clients. For organizations that are not primarily lobbying firms, we display total amount spent on lobbying and top lobbying firms hired.
For more information, please see our lobbying methodology page.
Lobbying on Behalf of Securities Industry & Financial Mkt Assn
Names of Lobbyists
Firm Hired Amount Securities Industry & Financial Mkt Assn $34,860,000
Most Frequently Disclosed Lobbying Issues
- Labor, Antitrust & Workplace,
- Homeland Security,
- Copyright, Patent & Trademark,
Most Frequently Disclosed Bills
Bill No. Title H.R.4173 Wall Street Transparency and Accountability Act of 2010 S.3217 Private Fund Investment Advisers Registration Act of 2010 H.R.1020 Arbitration Fairness Act of 2009 S.931 Arbitration Fairness Act of 2009 H.R.1223 GSE Credit Risk Equitable Treatment Act of 2011 H.R.1573 To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. H.R.1731 Credit Risk Retention Act of 2009 H.R.3269 Corporate and Financial Institution Compensation Fairness Act of 2009 H.R.3817 Investor Protection Act of 2009 H.R.4213 Tax Extenders Act of 2009
RegulationsMentioned in 11 dockets
All data is based on documents downloaded from Regulations.gov. The first table shows mentions: all documents that include the name of the company anywhere in the document or document metadata. The second table shows submissions: all documents where the submitter metadata included the company name. Each table shows the top 10 dockets, ranked by number of occurrences.
Matches are based on a search for the company name. Variations in the company name, such as acronyms, nicknames or alternate names may cause documents to be missed. The mention of a company name in a document may be incidental and does not necessarily indicate that the company has any relevance to the document. Company names that are common English words may erroneously match with text that is not referring to the company.
Not all agencies submit public comments to Regulations.gov. For a list of participating and non-participating agencies see here. Agencies that do submit to Regulations.gov have varying levels of accuracy and completeness.
Regulations and public comments can be downloaded in bulk here.
The tables show occurrences of "Securities Industry & Financial Mkt Assn" in public comments on proposed federal regulations.
Mentions in Document Text
View all mentions data for Securities Industry & Financial Mkt Assn
- Toggle 2 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds 2011
- Toggle 1 SEC Shelf Eligibility Conditions for Asset-Backed Securities 2011
- Toggle 1 SEC Rules Implementing Amendments to 1940 Investment Advisers Act 2010
- Toggle 1 SEC Political Contributions by Certain Investment Adviser 2010
- Toggle 1 SEC Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. 2010
- Toggle 1 SEC Self-regulatory organizations; proposed rule changes: Financial Industry Regulatory Authority, Inc. 2007
- Toggle 1 SEC Political Contributions by Certain Investment Advisers 2009
- Toggle 1 FSOC Recommendation Regarding Money Market Mutual Fund Reform 2012
- Toggle 1 SEC Rules Implementing Amendments to Investment Advisers Act of 1940 2011
- Toggle 1 CFTC Business Affiliate Marketing and Disposal of Consumer Information Rules 2011