Securities & Exchange Commission
The U.S. Securities and Exchange Commission (frequently abbreviated SEC) is a federal agency which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the 1934 Act that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC was created by section 4 of the Securities Exchange Act of 1934 (now codified as 15 U.S.C. § 78d and commonly referred to as the 1934 Act).
Campaign Finance$10,709 Given
Figures are based on itemized contributions reported to the Federal Election Commission and state agencies. Please note that:
- contributions under $200 are not reported, and so are not included in totals.
- only contributions from individuals and organizations to candidates are included. Various accounting measures and more exotic contribution types are excluded.
- contributions are matched based on organization and recipient name reported within each election cycle. Contributions using an incorrect or non-standard version of the name may be missed.
- corporate name changes and mergers may cause figures to differ from those of the Center for Responsive Politics.
- organization totals include known subsidiaries of the organization.
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Republicans vs. Democratsin dollars
State vs. Federalin dollars
Top PAC Recipients
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RegulationsMentioned in 41 dockets
All data is based on documents downloaded from Regulations.gov. The first table shows mentions: all documents that include the name of the company anywhere in the document or document metadata. The second table shows submissions: all documents where the submitter metadata included the company name. Each table shows the top 10 dockets, ranked by number of occurrences.
Matches are based on a search for the company name. Variations in the company name, such as acronyms, nicknames or alternate names may cause documents to be missed. The mention of a company name in a document may be incidental and does not necessarily indicate that the company has any relevance to the document. Company names that are common English words may erroneously match with text that is not referring to the company.
Not all agencies submit public comments to Regulations.gov. For a list of participating and non-participating agencies see here. Agencies that do submit to Regulations.gov have varying levels of accuracy and completeness.
Regulations and public comments can be downloaded in bulk here.
The tables show occurrences of "Securities & Exchange Commission" in public comments on proposed federal regulations.
Mentions in Document Text
View all mentions data for Securities & Exchange Commission
- Toggle 4 FDA Direct-to-Consumer Prescription Drug Advertisements; Presentation of the Major Statement in Television and Radio Advertisements in a Clear, Conspicuous, and Neutral Manner 2009
- Toggle 2 FAA Notice of Proposed Legal SCWAB Interpretation 2010
- Toggle 2 EERE Energy Efficiency Program for Consumer Products: Public Meeting and Availability of the Framework Document for Commercial Refrigeration Equipment 2010
- Toggle 2 TREAS Report on Section 529 College Savings Plans 2009
- Toggle 2 USTR China Autos CVD Exhibits 2010
- Toggle 2 NHTSA Corporate Average Fuel Economy -- Model Years 2017-2025 2010
- Toggle 2 FSOC Advance Notice of Proposed Rulemaking Regarding Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies 2010
- Toggle 1 SEC Applications: Goldman, Sachs and Co., et al. 2010
- Toggle 1 SEC Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC 2010
- Toggle 1 SEC Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange 2010