Securities & Exchange Commission
The U.S. Securities and Exchange Commission (frequently abbreviated SEC) is a federal agency which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the 1934 Act that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC was created by section 4 of the Securities Exchange Act of 1934 (now codified as 15 U.S.C. § 78d and commonly referred to as the 1934 Act).
Campaign Finance$381,890 Given
Figures are based on itemized contributions reported to the Federal Election Commission and state agencies. Please note that:
- contributions under $200 are not reported, and so are not included in totals.
- only contributions from individuals and organizations to candidates are included. Various accounting measures and more exotic contribution types are excluded.
- contributions are matched based on organization and recipient name reported within each election cycle. Contributions using an incorrect or non-standard version of the name may be missed.
- corporate name changes and mergers may cause figures to differ from those of the Center for Responsive Politics.
- organization totals include known subsidiaries of the organization.
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Republicans vs. Democratsin dollars. "Other" includes 3rd parties and organizations without official party affiliation.
State vs. Federalin dollars
Top PAC Recipients
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RegulationsMentioned in 183 dockets
All data is based on documents downloaded from Regulations.gov. The first table shows mentions: all documents that include the name of the company anywhere in the document or document metadata. The second table shows submissions: all documents where the submitter metadata included the company name. Each table shows the top 10 dockets, ranked by number of occurrences.
Matches are based on a search for the company name. Variations in the company name, such as acronyms, nicknames or alternate names may cause documents to be missed. The mention of a company name in a document may be incidental and does not necessarily indicate that the company has any relevance to the document. Company names that are common English words may erroneously match with text that is not referring to the company.
Not all agencies submit public comments to Regulations.gov. For a list of participating and non-participating agencies see here. Agencies that do submit to Regulations.gov have varying levels of accuracy and completeness.
Regulations and public comments can be downloaded in bulk here.
The tables show occurrences of "Securities & Exchange Commission" in public comments on proposed federal regulations.
Mentions in Document Text
View all mentions data for Securities & Exchange Commission
- Toggle 15 FDA Reconsider and Revoke the Orphan Drug Designation Granted to GeNO on June 18, 2012 for Nitric Oxide 2012
- Toggle 10 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds 2011
- Toggle 6 EPA Prevention of Significant Deterioration (PSD) and Non-attainment New Source Review (NSR): Routine Maintenance,Repair and Replacement 2002
- Toggle 5 EPA Preliminary 2006 Effluent Guidelines Program Plan 2004
- Toggle 5 OCC Credit Risk Retention by Securitizers 2011
- Toggle 4 FDA Direct-to-Consumer Prescription Drug Advertisements; Presentation of the Major Statement in Television and Radio Advertisements in a Clear, Conspicuous, and Neutral Manner 2009
- Toggle 3 EERE Energy Conservation Program: Energy Conservation Standards for Refrigerated Bottled or Canned Beverage Vending Machines [71FR36715] (EE-2006-STD-0125) 2006
- Toggle 3 Credit Risk Retention 2013
- Toggle 3 FSOC Authority To Require Supervision and Regulation of Certain Nonbank Financial Companies 2011
- Toggle 2 EPA National Priorities List; Notice of Proposed Rulemaking: Sherwin-Williams/Hilliards Creek Site; Region 2, Gibbsboro, NJ 2006
Advisory Committees1 person on 1 committee
Data is based on disclosures required by the Federal Advisory Committee Act (FACA). Matches are based on the occurrence of the company name in the committee member affiliation. Variations in company names may cause some matches to be missed.
The table shows only the top 10 agencies. To search and download raw records from the complete dataset see the FACA data section.
Table shows employees of "Securities & Exchange Commission" that sat on federal advisory committees.
- Toggle Commodity Futures Trading Commission 1 person on 1 committee